Regulatory Compliance Management Analyst
CIBC Mellon
Date: 15 hours ago
City: Toronto, ON
Contract type: Full time
Responsibilities
Specific Knowledge & Skills (not preferred or an asset)
- Perform assigned daily activities associated maintenance and upkeep of the RCM Program, including:
- Facilitate regulatory or business updates to the RCM Policy and associated procedures;
- Input Key Risk Indicators in the Risk Management Platform;
- Monitor, track and report on all aged compliance issues exceeding 30 days;
- Assist in preparing RCM reporting to the Chief Compliance Officer and other impacted stakeholders, including Senior Management and the Board of Directors; and
- Manage the regulatory reporting inventory attestation process on a semi-annual basis.
- Monitor the external regulatory environment, identifying applicable regulatory requirement changes while keeping the RCM content Library current.
- Conduct Volcker-related reviews.
- Maintain SharePoint site for Corporate Compliance, ensuring RCM records are maintained for required retention periods.
- Identify areas of enhancement with respect to the RCM Program, including opportunities for process efficiencies.
Specific Knowledge & Skills (not preferred or an asset)
- University degree
- 3-5 years’ experience in an RCM or compliance role within the financial services industry
- Knowledge of OSFI Guideline E-13 and industry approaches to meeting regulatory expectations
- Proficient technology skills (MS Office, Excel, SharePoint)
How to apply
To apply for this job you need to authorize on our website. If you don't have an account yet, please register.
Post a resumeSimilar jobs
AI Implementation Lead
Sagard,
Toronto, ON
13 hours ago
Sagard Overview:Sagard Holdings ("Sagard") is a multi-strategy alternative asset manager with professionals located in Canada (Montreal, Toronto), the US, Europe and the Middle East. Since 2016, Sagard has grown exponentially. Assets under management have expanded from US$500M to more than US$27B and Sagard's team of diverse professionals has grown from 50 to more than 400 team members.Sagard invests across four...
Sr. Software Development Engineer in Test (SDET)
Align Technology,
Toronto, ON
1 day ago
Department: Information TechnologyLocation: Canada-CHQ-Ontario-TorontoDescriptionWe are looking for a Senior Software Development Engineer in Test (SDET) to join a team responsible for developing and improving the cloud services platform built for automated treatment planning for our Invisalign product. You will work in close collaboration with colleagues from a larger Treatment Planning group and with clinical experts, focusing on algorithmic and mathematical...
Education Solutions Architect, CANPS
Amazon Web Services (AWS),
Toronto, ON
3 days ago
DescriptionDo you enjoy helping customers solve technical problems? Would you like to be part of a team that redefines how Education approaches technology? Amazon Web Services (AWS) is leading a large technology paradigm shift, and you could be part of that excitement, building mind-share, establishing customer trust and nurturing AWS adoption. You would be a Solutions Architect (SA) for our...
